QUESTION: When
a
homeowner files a complaint against a neighbor for a violation of the
governing documents, is that homeowner allowed to know the results of
any
disciplinary action?
ANSWER: Members don't have a "right" to know the results. Unlike the public court system where almost every detail of every
criminal and
civil action can be published, HOA disciplinary actions are usually
private.
Executive
Session. Although the
Davis-Stirling Act allows disciplinary hearings to be held in an open
meeting
(unless one of the parties objects,
Civil
Code §1363(g)),
most are held in executive session as provided for in
Civil
Code §1363.05(b). Doing so reduces the potential for claims of
defamation, infliction of emotional distress, etc. Minutes of executive
session hearings are not subject to review by the membership.
Civil
Code §1363.05(d). Moreover, withholding records of
disciplinary actions is specifically provided for in
Civil
Code §1365.2(d)(1)(E)(ii).
Reported
Generally. Even so, it is allowable to report in open
meeting minutes and in the association's newsletter something
generic. For example, "During the month of April, disciplinary hearings
were
held for the following violations: (i) dog not on a leash that resulted
in a warning, (ii) nuisance noise from a late night party that resulted
in a
fine of $75, and (iii) a parking
violation that resulted in a fine of $50."
This kind of reporting keeps the membership informed without identifying
the
persons involved.
Possible Exception to Privacy. If the person being disciplined represents a foreseeable threat to the community, the board may have a duty to warn the membership. For example, a member who set likes to set small fires in the common areas or has been vandalizing properties. That duty may be satisfied by publishing the board's findings in the newsletter. Boards should consult with their legal counsel on such issues.