Zabrucky v. McAdams
(2005)129 Cal.App.4th 618
COUNSEL
Funsten & Franzen and Don Erik Franzen; Joshua Kaplan for Plaintiffs and
Appellants.
Rosario Perry for Marquez Knolls Property Owners Association as Amicus Curiae on
behalf of Plaintiffs and Appellants.
Robert S. Gerstein and Christopher Rolin for Defendants and Respondents. [129
Cal.App.4th 619]
OPINION
WOODS, J.-
Plaintiffs John Zabrucky and Jaylene Zabrucky
and defendants Lloyd McAdams and Heather Baines are adjoining neighbors in the
Marquez Knolls area of Pacific Palisades. Amicus curiae Marquez Knolls Property
Owners Association ("MKPOA") is a non-profit homeowners association for that
area. Plaintiffs sued defendants alleging defendants' proposed addition to their
residence would violate Paragraph 11 of the relevant covenants, conditions and
restrictions ("CC&Rs") by obstructing plaintiffs' view of the ocean. The court
interpreted Paragraph fn. 1 11's prohibition against erecting any structure [129
Cal.App.4th 620] which obstructs a view as only prohibiting structures of the
landscape type and not dwellings. Plaintiffs challenge the court's
interpretation. We reverse.
FACTUAL AND PROCEDURAL
SYNOPSIS
I. Factual Background
The Marquez Knolls CC&Rs include provisions,
which (1) in Paragraph 1, limit residences built on the property to one-story
(except that a two-story residence could be approved by the architectural
committee if it did not detract from anyone else's view); (2) in Paragraph 2,
require all buildings and any alterations be preapproved by the architectural
committee and later by the MKPOA, the powers of which lapsed permanently on
December 31, 1995; (3) in Paragraph 3, restricts how a residence can be built on
the lot by side and front yard set backs; (4) in Paragraph 11, provides that no
"tree, shrub, or other landscaping [shall] be planted or any structures erected
that may at present or in the future obstruct the view from any other lot"; and
(5) in Paragraph 16, provide construction of a residence must commence within
two years of recording the deed.
When appellants purchased their home in 1993,
they were primarily induced to do so by what they claimed was the incredible,
unobstructed ocean view. Respondents purchased their home in 1994. In 1995,
respondents started making plans for an addition to their house. The plans
called for two levels, one tucked under the main level so it would have a
one-story character. Appellants learned about the planned remodel in 1999. John
Zabrucky met with McAdams and objected to the addition because it would be
visible from his property and destroy the unobstructed view for which he had
paid.
After the meeting, McAdams asked the MKPOA for
advice and, as a result, he reduced the size of the project. The footprint of
the addition was shown by a stick frame structure and yellow rope on the
property. The frame represented the project as reduced from the original plan.
The yellow rope showed a further reduction offered by respondents as a
compromise, which was also reflected in the set of plans for the addition
current at the time of trial. fn. 2 The roof of the addition would be lower than
the existing roofline. [129 Cal.App.4th 621]
II. Procedural History
Appellants filed their complaint for
declaratory and injunctive relief on November 26, 2001, alleging that
respondents' landscaping encroached on appellants' view in violation of
Paragraph 11 and that respondents had begun framing an addition which would
further encroach upon their view, also in violation of Paragraph 11. Respondents
filed an answer and a cross-complaint.
In December 2002, the parties filed a joint
stipulation of facts, which stated the controversy between the parties was over
the application of Paragraph 11 to respondents' landscaping and proposed
addition.
During a court trial, the court conducted a
view of the tract. The court filed a statement of decision. On the basis of the
view and photographic exhibits, the court found respondents' addition would
obstruct a portion of the view from appellants' lot, respondents' existing home
partially blocked appellants' view, and various other homes in the tract also
partially blocked other owners' views. The court concluded it would have been
impractical for the original drafters of the CC&Rs to have intended that no
house be built which obstructed any other owner's view. The court held that
neither the planned addition nor the landscaping on respondents' property
constituted a violation of Paragraph 11 or a nuisance. fn. 3 The court also
denied relief on the cross-complaint.
The court denied appellants' motion for
reconsideration or new trial and entered judgment on the complaint for
respondents and on the cross-complaint for appellants.
Appellants filed a timely notice of appeal.
DISCUSSION
I. Relevant paragraphs
Paragraph 1:
"All said lots shall be known and described
as residential lots, no structure shall be erected, altered, placed or
permitted to remain on any building plot other than one detached
single-family dwelling not to exceed one story in height and a private
garage, for not more than three cars; except; [129 Cal.App.4th 622] where,
in the judgment of the Declarant [Marquez Knolls Inc.] and approved by the
Architectural Committee, one two story single-family dwelling may be erected
where said dwelling will not detract from the view of any other lot."
Paragraph 2:
"No building shall be erected, placed or
altered on any building plot in this subdivision until the building plans,
specifications, and plot plan showing the location of such building have
been approved in writing as to conformity and harmony of exterior design
with existing structures, in the subdivision, and as to location of the
building with respect to topography and finished ground elevation by an
Architectural Committee . . . ."
Paragraph 11:
"No fences or hedges exceeding three feet
in height shall be erected or permitted to remain between the street and the
front set-back line nor shall any tree, shrub or other landscaping be
planted or any structures erected that may at present or in the future
obstruct the view from any other lot, and the right of entry is reserved by
the Declarants to trim any tree obstructing the view of any lot."
II. Interpretation of the
CC&Rs
The court stated: "Reading the CC&Rs as a
whole, the court concludes that the main dwelling structure is governed by
Paragraph 1 and not Paragraph 11. The wording of Paragraph 11 clearly addresses
structures relating to fences, hedges and landscaping, and not the main
dwelling." Appellants contend the court misinterpreted Paragraph 11 and should
have used the plain meaning of "structure" as a broad term.
[1] "[W]e must independently interpret the
provisions of the document. It is a general rule that restrictive covenants are
construed strictly against the person seeking to enforce them, and any doubt
will be resolved in favor of the free use of land. But it is also true that the
'"intent of the parties and the object of the deed or restriction should govern,
giving the instrument a just and fair interpretation."' The intention of the
parties is to be determined from the document as a whole, and if possible still
give effect to every part." (Citations omitted.) (White v. Dorfman (1981) 116
Cal.App.3d 892, 897; see also Ezer v. Fuchsloch (1979) 99 Cal.App.3d 849, 861
["'[P]articular words or clauses must be subordinated to general intent.'"].)
[129 Cal.App.4th 623]
In the instant case, in determining that "any
structure" was limited to landscape-type structures, the superior court found
support for its interpretation in the rule of construction of ejusdem generis as
discussed in White v. Dorfman, supra, 116 Cal.App.3d 892.
Appellants assert that Paragraph 11 absolutely
prohibits, i.e., has a zero tolerance for, anything that obstructs the view of
another lot in any manner and that the court's interpretation defeats the intent
or main goal of the CC&Rs to protect views. In appellants' opinion, if a
residence is destroyed or demolished, any replacement must be built within the
footprint of the original approved plan unless any extension or change does not
obstruct the view of another lot in any manner whatsoever.
Appellants assert this case is governed by
Seligman v. Tucker (1970) 6 Cal.App.3d 691. In Seligman, the court was called
upon to interpret a recorded restriction for a subdivision, which provided in
pertinent part: "'No . . . structure shall be . . . erected . . . upon any lot
in such location or in such height as to unreasonably obstruct the view of any
other lot . . . ."" (Id., at p. 693.) In concluding that the term "unreasonably
obstruct" was not too vague or uncertain to be enforced, the court reasoned: "It
is clear from the surrounding circumstances and the timing of the filing of the
declaration of restrictions that the views dealt with in the 'view-protection'
clause were those which the residences had upon their completion, by reason of
their orientation on the lots and their room and window locations and of the
open spaces left on other lots." (Id., at pp. 697, 699.)
However, other paragraphs of the instant CC &
Rs prohibit certain trades, activities and uses of the lots. Thus, reading the
CC&Rs as whole, it is evident that protecting views was one of their purposes
not their only or their main purpose. Accordingly, the question is how much
protection was intended. fn. 4
In common with most coastline housing in
Southern California, the prime thing the Marquez Knolls development sold its
prospective homeowners was a beautiful ocean view. In fact, like most such
housing, much of the value of any property within the development depends on the
quality of the view. To significantly obstruct any homeowner's view of the
Pacific Ocean is to depreciate the economic worth of their property -- often by
several hundred [129 Cal.App.4th 624] thousand dollars -- as well as
dramatically reduce their enjoyment of the home they bought and live in. Thus,
it is not surprising the rest of the Zabrucky's neighbors, the MKPOA, filed an
amicus brief seeking to enforce the development's CC&Rs. These provisions, and
especially the Paragraph 11 at issue in this case, form their only bulwark
against rampant expansions of existing residences that would obstruct views and
depreciate land values throughout the entire Marquez Knolls neighborhood.
It seems highly unlikely those who framed
Paragraph 11 intended to limit its protections to "fences, hedges and
landscaping" and not to the erection of other kinds of "structures" that might
significantly destroy the views and value of homes in the Marquez Knolls
development. When the lots were first sold and houses designed and constructed,
views were protected by an architectural committee whose approval was required
for the design and placement of all structures constructed on the lots. But once
the lots were built out and the architectural committee disbanded, Paragraph 11
was the only remaining restriction against what otherwise could be unlimited
structural additions (at least single story ones) to some original existing
residences at the expense of the views enjoyed by other homeowners.
At the same time, while fairly confident about
the probable intent behind Paragraph 11, the language employed in this provision
is not crystal clear on the question whether it prohibits the type of
construction respondents propose. Many years ago, in a different context,
Justice Johnson of this court pointed out the Legislature had "handed us a true
conundrum" when an ambiguous statute was open to two inconsistent but reasonable
interpretations. (People v. Weatherill (1989) 215 Cal.App.3d 1569, 1589.) In
that instance, he found one of those interpretations "marginally more
persuasive" than the other and thus dissented. (Id., at p. 1580.)
In the case at bar, the drafters of Paragraph
11 appear to have handed this court a contractual "true conundrum." (The fact,
as explained below, that Division 5 appears to have gone both ways when
interpreting nearly identical view obstruction restrictions, which also happen
to be similar to the restriction before this court, in two cases decided a
decade apart tends to support this characterization.) In any event, even though
the trial court's construction of Paragraph 11 is not illogical or
unsupportable, we are persuaded a contrary reading is marginally more logical
and supportable. In part, our conclusion is influenced by information evidently
not before the trial court when it made its ruling. [129 Cal.App.4th 625]
The trial court relied heavily on Division 5's
opinion in White which allowed the construction of a residence on an empty lot
despite the fact it would block the adjoining landowner's view of the San
Fernando Valley in apparent violation of a restriction similar, but not
identical, to the one before this court. In doing so, the trial court
distinguished Seligman, an earlier Division 5 opinion, which had required
removal of an expansion to an existing home, in that instance the addition of a
rumpus room, which obstructed the adjoining owner's "panoramic view" of the
lower San Fernando Valley. (Seligman v. Tucker, supra, 6 Cal.App.3d at p. 693.)
Division 5 found this expansion violated that restriction.
For reasons explained below, the language in
Seligman is closer in text and meaning to Paragraph 11 than is the language in
White. We now turn to the relevant language of the restrictions found in the
three cases, starting with Paragraph 11:
". . . nor shall any tree, shrub or other
landscaping be planted or any structures erected that may at present or in
the future obstruct the view from any other lot, . . ."
The full restriction addressed in the Seligman
case reads:
"No hedge or hedgerow or wall or fence or
building or other structure shall be planted, erected, located or maintained
upon any lot in such location or in such height as to unreasonably obstruct
the view from any other lot or lots on said Tract." (Emphasis added.)
The restriction addressed in the White case
read:
"'No hedge or hedgerow, or wall or fence or
other structure shall be planted, erected, located or maintained upon any
lot in such location or in such height as to unreasonably obstruct the view
from any other lot or lots on said Tract.'" (White v. Dorfman, supra, 116
Cal.App.3d at p. 895.)
As can be readily seen, the sole difference
between the restrictions in Seligman and White is the clause "or building" found
in Seligman but not included in White. But this difference is not the one either
the White court or the trial court in this case seized upon to distinguish
Seligman. In fact, the trial court here did not even have the full Seligman
restriction before it during the trial or at the time it drafted its Statement
of Decision. fn. 5 Instead, the judge only had the portion of that restriction
Division 5 elected to quote in its [129 Cal.App.4th 626] Seligman opinion. That
excerpt read: "'No . . . structure shall be . . . erected . . . upon any lot in
such location or in such height as to unreasonably obstruct the view from any
other lot . . . .'" (Seligman v. Tucker, supra, 6 Cal.App.3d at p. 693.)
As if to further mislead the trial court here
in its interpretation of the two Division 5 opinions and their application to
Paragraph 11, the White court itself distinguished its Seligman holding on
grounds the Seligman restriction, in contrast to the White restriction, did not
contain the "hedges, hedgerows, walls or fences" clause immediately preceding
the "other structures" clause. As Division 5 emphasized, erroneously it would
appear, "Paragraph IV [the restrictive section in White] of the case at bar is
not in the identical language as the Seligman restriction, as appellant
suggests. . . . because of the specific enumeration of hedges, hedgerows, walls
or fences, the phrase 'other structure' took on a particular meaning as
referring to 'structures of a similar kind or nature.'" (White v. Dorfman,
supra, 116 Cal.App.3d at p. 898.)
As a result of Division 5's omission of the
full restriction from the Seligman opinion and compounded by the White court's
misleading implication the language of the two restrictions was quite different,
the trial court below concluded the critical distinction between the two
restrictions was the "hedges, hedgerows, walls or fences" clause. After all, the
Seligman restriction presumably lacked such a list and the court found it barred
the defendant's construction even though it was only an addition to an existing
residence. Meanwhile, the White restriction contained such a list and the court
found this list meant the restriction only limited construction of structures
similar to "hedges, hedgerows, walls or fences" and allowed the defendants to
build an entire new residence on an empty lot. Thus, the trial court here
inferred, with some logic, that the presence of a "hedges, etc." list in a
restriction meant it only applied to "hedges, etc." type "structures" and
permitted construction of other structures such as additions to residences even
if those structures substantially obstructed the views of adjoining land owners.
As a result of its understandable misperception
that the Seligman restriction omitted the "hedges, etc." list found in the White
restriction, the trial court failed to focus on the salient factual difference
between the two cases. To have enforced the view obstruction restriction in
White would have prevented the defendant owner from building a residence at all
on his empty lot. But enforcing that same restriction in Seligman, as would be
the case here, only precluded adding more square footage to an existing
residence. Division 5 evidently was willing to protect an adjoining homeowner's
view by denying a landowner the opportunity to expand his existing residence but
not to deny a [129 Cal.App.4th 627] landowner the right to develop his vacant
residential lot at all by prohibiting construction of the one and only residence
on that lot.
But even assuming the language of the White
restriction could be construed to permit the expansion of an existing residence,
as a matter of logic and precedent it does not control the interpretation of the
restriction in the case before this court. To begin with, of course, unlike the
trial court we are not bound by the White opinion and can certainly distinguish
it, as suggested above, as applying only to the situation of whether an owner of
a vacant residential lot is to be allowed the chance to build a residence on
that lot. But more importantly, the language of the restriction before this
court differs from the language of the White restriction and in a way that seems
to substantially affect the scope of the term "structure" found in both
provisions.
The trial court here used the interpretative
aid of ejusdem generis to arrive at the conclusion the term "structures" in
Paragraph 11 only meant landscape-related structures and not additions to
existing residences. This approach was the same one Division 5 had used in
construing the White restriction to apply only to landscape-related structures
(but curiously not to be so limited in Seligman). But assuming ejusdem generis
properly leads to this narrow definition of "structures" in White does not mean
it logically produces the same result when interpreting Paragraph 11 and its
critically different language.
As will be recalled, the White restriction
reads "[n]o hedge or hedgerow, or wall or fence or other structure shall be
planted, erected, located or maintained . . . ." (Emphasis added.) The White
court held the scope of the term "other structure" was to be "construed as
applicable only to . . . things of the same general nature . . . as those
enumerated" earlier in the provision. (White v. Dorfman, supra, 116 Cal.App.3d
at pp. 895, 897.) The word "other" before the word "structure" implies "similar
to those just listed."
But, as will also be recalled, the restriction
in Paragraph 11 is worded quite differently as to the structures it prohibits
and also the separation of landscape-related obstructions from structural
obstructions. The Paragraph 11 restriction reads "nor shall any tree, shrub or
other landscaping be planted or any structures erected." (Emphasis added.) In
this case, ejusdem generis applies only to the general term "landscaping" which
is preceded by the specific terms "tree" and "shrub." And both the specific
words and the general word are followed by a verb "planted" that can apply only
to them and not to a structure. The term "structures" appears in an entirely
separate clause with its own verb "erected." But even more significantly this
general term is not [129 Cal.App.4th 628] preceded by the qualifier "other"
which might imply "structures similar to (or related to) landscaping" but rather
by the broadest possible qualifier "any." So the plain language of the Paragraph
11 restriction prohibits the erection of "any structures" which obstruct views
on an adjoining property.
If we embraced the trial court's interpretation
of the term "any structure" as limited to "landscape-related" structures
(whatever that may be since even fences would have a hard time fitting into the
category "other landscaping" since they fall outside the specific terms "tree"
and "shrub" used to define that general term). Then by its terms, Paragraph 11
would permit not only the set-back line to set-back line expansion of an
existing one-story residence but also the erection of any number of possible
outbuildings -- a pool house, a guest house, and the like so long as they were
connected, however tenuously, to the residence or the garage. (It should be
noted this interpretation would also have allowed the rumpus room addition
Division 5 barred in the Seligman case.)
[2] Thus, it would be more "just and fair" to
adopt the interpretation of Paragraph 11 understood as the proper rule by the
vast majority of homeowners in Marquez Knolls. It is the interpretation
calculated to protect the views and property values of these residents. And it
is the one that seems most consistent with the meaning the English language
ascribes to the words used in this paragraph. After all, the word "any" is
defined to mean "of whatever kind" or "without restriction." (Merriam Webster's
Collegiate Dict. (10th ed. 1993) p. 53, col. 1.) And "structure" means "[a]ny
construction, production, or piece of work artificially built up or composed of
parts purposefully joined together (a building is a structure)." (Black's Law
Dict. (8th ed. 2004) p. 1464, col. 1.) To say that the addition of several rooms
to an existing residence does not fit under the term "any structure" is to say a
building is not a structure and "any" means "of a special type" rather than "of
whatever kind."
There is no doubt it would have been preferable
for the drafters of Paragraph 11 to have located the prohibition against
erection of "any structure" that obstructs the view of an adjoining homeowner in
its own paragraph or subparagraph. Then presumably there would have been no room
for a contrary interpretation of this expansive language. But at the same time
those drafters are entitled to expect the courts construing the contractual
language to give ordinary words their ordinary meaning -- and certainly not an
opposite meaning. The term "any structure" if given its ordinary meaning
certainly covers the erection of an addition containing several rooms, as is
proposed here. [129 Cal.App.4th 629]
However, it is not reasonable to interpret the CC&Rs as prohibiting any
obstruction of existing views as urged by appellants. We agree with the trial
court's observation that it would have been impractical for the original
drafters of the CC&Rs to have intended that no house be built which obstructed
any other owner's view. Thus, we conclude it would be in keeping with the intent
of the drafters of the CC&Rs to read into Paragraph 11 a provision that the view
may not be unreasonably obstructed, thus the sentence would read, "may at
present or in the future unreasonably obstruct the view from any other lot."
(Change underlined.) In Seligman, the court noted it would determine "what is
reasonable or unreasonable in light of the matter and the circumstances
involved." (Seligman v. Tucker, supra, 6 Cal.App.3d at p. 697.) Such a provision
would accord with what the architectural committee actually did when it approved
of the design and location of buildings as reflected by the court's view of the
development which revealed that respondents' existing home partially blocked
appellants' view and various other homes in the tract also partially blocked
other owners' views.
III. Two story structure
We need not address appellants' contention the
court erred in finding respondents' addition was not a two-story structure and
should have granted their motion for reconsideration or new trial because there
was no substantial evidence respondents' addition was one story.
DISPOSITION
The judgment is reversed. Appellants to recover
costs on appeal.
Johnson, J., concurred.
PERLUSS, P. J., Dissenting:
I respectfully dissent.
Lloyd McAdams and Heather Baines want to
remodel their home in the Marquez Knolls section of the Pacific Palisades by
constructing a one-story addition. Their neighbors on Turquesa Lane, John and
Jaylene Zabrucky, object because the addition would impair their unobstructed
ocean view. Acknowledging that the neighbors' competing arguments regarding the
correct interpretation of the governing covenants, conditions and restrictions
(CC&R's) are closely balanced, the majority has fashioned a practical and fair
resolution of the problem: McAdams and Baines may proceed with their remodeling
project only to the extent it does not unreasonably obstruct the Zabruckys'
view. [129 Cal.App.4th 630]
As sensible as the majority's compromise may be
(putting aside the inevitable future disputes between these warring neighbors as
to what could possibly constitute a "reasonable obstruction" of the Zabruckys'
self-described "incredible, unobstructed ocean view"), the plain language of
paragraph 11 of the CC&R's, upon which the Zabruckys and the majority rely,
particularly when considered together with other provisions in the CC&R's, does
not support the majority's evenhanded result. First, paragraph 11 cannot
properly be read to restrict renovations or alterations to a property owner's
existing home -- a subject expressly covered by paragraph 2 of the CC&R's.
Second, unlike the view protection clause in Seligman v. Tucker (1970) 6
Cal.App.3d 691 (Seligman), which prohibited new structures that "unreasonably
obstruct the view from any other lot," paragraph 11's protection of a neighbor's
view is by its terms absolute: If it applies, no new construction or renovation
of an existing dwelling house is permissible if it obstructs a neighbor's view
to any extent, excepting only those impairments that could truly be termed de
minimis. (See Civ. Code, § 3533.) The majority's attempt to ameliorate the
harshness of its reading of paragraph 11 by the introduction of a reasonableness
test is simply not justified by the language of the CC&R's.
1. Paragraph 11 Does Not Restrict Renovating or
Altering Existing Residences
Paragraph 1 of the Marquez Knolls CC&R's limits
residences built on lots within the subdivision to one-story, single family
dwellings, except that a two-story residence could be approved by the
architectural committee if it did not detract from the view of any other lot.
Paragraph 2 of the CC&R's required plan approval for initial construction, as
well as for the "making of any alterations" in existing residences, but only
through December 31, 1995 -- a termination date more than 32 years after the
1963 recording date of the CC&R's. Paragraph 2 specifies in part, "No building
shall be erected, placed or altered on any building plot in this subdivision
until the building plans, specifications, and plot plan . . . have been approved
in writing . . . " by the architectural committee or, when that committee ceased
to function as of December 31, 1980, by The Marquez Knolls Property Owner's
Association. This covenant further provides that all building plans will be
reviewed by the committee or homeowners association for both "location" and
"elevation." Paragraph 3 further limits how a residence can be constructed or
remodeled by creating side- and front-yard set-back restrictions. Paragraph 11,
intended at least in part as a view protection clause, provides, "No fences or
hedges exceeding three feet in height shall be erected or permitted to remain
between the street and the front set-back line nor shall any tree, shrub or
other [129 Cal.App.4th 631] landscaping be planted or any structures erected
that may at present or in the future obstruct the view from any other lot . . .
." fn. 1
Paragraph 2, which regulates both initial
construction and renovations and which uses the nouns "building" and
"alterations" and the verbs "place," "alter" and "erect," would, without
question, apply to McAdams and Baines's proposed addition if that provision were
still in effect. fn. 2 For whatever reason, however, the CC&R's provide that the
architectural committee and homeowners association's responsibility for
reviewing and approving plans for remodeling and alterations of existing homes
terminates on December 31, 1995 -- a fact of which the Zabruckys are deemed to
have had at least constructive notice when they purchased their home with its
unobstructed view in 1993. (See, e.g., Citizens for Covenant Compliance v.
Anderson (1995) 12 Cal.4th 345, 366; City of Oceanside v. McKenna (1989) 215
Cal.App.3d 1420, 1429.)
In contrast to the explicit provisions in
paragraph 2 regarding alterations to an existing dwelling house, the critical
language in paragraph 11 is limited to the noun "structures" and the verb
"erect" (that is, in addition to the verb "planted" and nouns conceded by all
parties to be limited to landscaping). I believe the trial court correctly
concluded the interpretation of those words -- and the breadth of paragraph 11's
restriction on "structures" -- is necessarily influenced by their placement in
the overall document, by the existence of a provision in the CC&R's expressly
governing alterations to an existing residence and by the other terms used in
paragraph 11, all of which concern potential obstructions of a neighbor's view
separate from the residence itself: fences, hedges, trees, shrubs and other
landscaping.
First, the plain meaning of the actual language
used in the CC&R's supports the trial court's interpretation of paragraph 11.
New structures, whether houses, fences or pergolas, are "erected"; but
remodeling an existing residence normally involves "altering" the building, not
erecting it. The CC&R's recognize that distinction by including "erect" and
"alter" (and also [129 Cal.App.4th 632] "place") in both paragraphs 1 and 2,
which are unquestionably intended to govern construction and remodeling of the
residences built in the subdivision. If paragraph 11 were also intended to apply
to remodeling projects, there is simply no reason the same verbs would not have
been repeated to accomplish that purpose. (See Ezer v. Fuchsloch (1979) 99
Cal.App.3d 849, 861-862 [disapproving "disjointed, single-paragraph, strict
construction approach to a restrictive-covenant-document interpretation" and
holding CC&R's must be construed as a whole to give effect to every paragraph
and to the general intent of the covenanting parties]; see also Civ. Code, §
1644 ["words of a contract are to be understood in their ordinary and popular
sense"].)
Second, to the extent an interpretative aid is
necessary, the applicable principle of construction in this context is noscitur
a sociis (it is known by its associates), not ejusdem generis: "Under the rule
of noscitur a sociis, '"the meaning of a word may be enlarged or restrained by
reference to the object of the whole clause in which it is used."' [Citation.]"
(Dyna-Med, Inc. v. Fair Employment & Housing Com. (1987) 43 Cal.3d 1379, 1391,
fn. 14.) In accordance with this principle, a court properly adopts a
restrictive meaning of a listed item if acceptance of a more expansive meaning
would "make the item markedly dissimilar to the other items in the list." (Moore
v. California State Bd. of Accountancy (1992) 2 Cal.4th 999, 1012; People ex rel.
Lungren v. Superior Court (1996) 14 Cal.4th 294, 307.) Although in other
contexts the word "structure" may include the residence itself, given the
apparent object of paragraph 11, particularly when read together with paragraph
2, "structures" in this paragraph is properly limited to landscaping or other
outdoor items separated from the residence itself -- gazebos, trellises,
carriage or pool houses. (See Ezer v. Fuchlosch, supra, 99 Cal.App.3d at p. 862
["[t]he language, 'nor shall any tree, shrub or other landscaping be planted or
any structures erected that may at present or in the future obstruct the view
from any other lot,' seems clearly designed to maintain the area above the
one-story homes free and clear in order to preserve the view of the individual
lot owners at various elevations."].) fn. 3
Finally, the majority's discussion of Seligman,
supra, 6 Cal.App.3d 691, and its critique of White v. Dorfman (1981) 116
Cal.App.3d 892 (White), misapprehend the significance of those cases to the [129
Cal.App.4th 633] question before us. There was no dispute in Seligman that the
proposed construction of the rumpus room came within the scope of the view
protection clause or that the construction would substantially obstruct the
plaintiff's view. (Seligman, at p. 695.) Rather, the question before the court
was only whether the clause was too vague or uncertain to permit enforcement by
injunction because, unlike paragraph 11 in the case at bar, it prohibited only
unreasonable obstruction of the view from another lot. (Id. at pp. 695-696.) The
Seligman court had no occasion to interpret the scope of the view protection
clause -- and specifically whether the term "structure" included the proposed
room addition -- and there was simply no reason for the court to quote the
language omitted by its ellipses, language that was irrelevant to the issue of
vagueness actually before it.
With respect to White, supra, 116 Cal.App.3d
892, my colleagues are correct that differences in the operative language in the
view protection clause considered in that case and paragraph 11 of the Marquez
Knolls CC&R's ("hedge or hedgerow, or wall or fence or other structure" in White
compare to "tree, shrub or other landscaping . . . or any structures" in the
case at bar) make the ejusdem generis principle less helpful for our task than
it was in White. But in dismissing that decision, they fail to appreciate the
primary reason the restrictive covenant limiting the height of an "other
structure" obstructing the view of neighboring Trousdale Estates lot owners was
held inapplicable to the construction of a dwelling house in White was that the
Court of Appeal found the height of a residence, rather than ancillary
structures, was regulated by another provision of the CC&R's: "We believe a fair
interpretation of the [CC&R's] and the plain meaning of its language indicate
that paragraph III(b) imposes a specific height limit of 22 feet for buildings,
structures or improvements, unless the architectural committee gave their prior
written consent to build higher. Whether paragraph III(b) is for the purpose of
protecting views or not need not be decided here. Paragraph IV by its own terms
is a view provision and applies to things other than dwelling houses and
garages." (White, supra, 116 Cal.App.3d at p. 897.) fn. 4
The CC&R's in this case parallel exactly those
at issue in White. Paragraph 1 imposes a specific one-story height limit on
dwelling houses unless the architectural committee gave its prior consent to a
two-story single-family residence; paragraph 2 requires architectural committee
approval for building plans for initial construction as well as renovations or
"alterations" to homes [129 Cal.App.4th 634] previously approved. Paragraph 2
further provides that all building plans will be reviewed for "location" and
"elevation." Paragraph 11 by its own terms is a view provision. As did the court
in White, I would construe that latter provision, based on the content of the
entire document, paragraph 11's placement in the document and the plain language
used, to apply to structures other than dwelling houses. fn. 5
2. Paragraph 11's Absolute Prohibition of
Structures That May Obstruct the View from Any Other Lot Cannot Be Read to
Preclude Only "Unreasonable Obstructions" of View
Apparently uncomfortable with the harsh
consequences of their restrictive reading of the view protection clause, my
colleagues adopt the suggestion advanced by amicus curiae Marquez Knolls
Property Owners Association (but notably not endorsed by the Zabruckys) and
create a reasonableness limitation on the absolute prohibition of view
obstruction contained in paragraph 11. This effort to mitigate the impact of
their decision for homeowners like McAdams and Baines who may wish to renovate
homes that are now 40 years old is in many respects commendable, but it
constitutes an impermissible rewriting of the express terms of the CC&R's. (See
Carma Developers (Cal.), Inc. v. Marathon Development California, Inc. (1992) 2
Cal.4th 342, 374 ["as a general matter, implied terms should never be read to
vary express terms"]; Third Story Music, Inc. v. Waits (1995) 41 Cal.App.4th
798, 808 ["where the contract is unambiguous, the express language is to govern,
and '[n]o obligation can be implied . . . which would result in the obliteration
of a right expressly given under a written contract.' [Citation.]"].)
The majority's citation to Seligman, supra, 6
Cal.App.3d 691, as apparent support for its insertion of the word "unreasonably"
before "obstruct" in the language of paragraph 11 is misplaced. By its terms,
the view protection clause in Seligman expressly prohibited only structures that
"'unreasonably obstruct the view from any other lot . . . '" (Id. at p. 693.)
Indeed, the issue on appeal was whether the restrictive covenant's use of the
concept of reasonableness made it too vague or uncertain to be enforceable. No
similar language appears in paragraph 11. Like the prohibitions against raising
poultry, found in paragraph 10 of the CC&R's, and using any portion of a lot for
a riding or livery stable, found in paragraph 9, paragraph 11's protection of
the view from other lots -- where it properly applies -- is absolute. [129
Cal.App.4th 635]
The majority's legitimate concern that
paragraph 11 may be applied unreasonably suggests to me it has misinterpreted
that provision. Its apprehension, however, is not a justification for a judicial
rewriting of the parties' agreement.
I would affirm the judgment.
FN 1. Paragraph references are to the subject
CC&Rs.
FN 2. David Bethany, a licensed contractor who
testified for appellants, compared respondents' plans and the wood framing on
their property and found there was a variance between the plans and the framing
as far as the height of the structure was concerned and that the framing did not
seem to properly align with the plans. McAdams opined Bethany's conclusions were
erroneous.
FN 3. No issue about respondents' landscaping
is raised on appeal.
FN 4. Appellants assert that although
paragraph 12 limits the height of walls and fences on the side of the lot to
three feet, under respondents' interpretation, Paragraph 11 would allow a wall
or fence anywhere else on the lot to be any height. However, Paragraph 11
imposes a restriction that a wall or fence cannot obstruct the view from any
other lot.
FN 5. The language of the complete restriction
was first placed before the trial court as an appendix to appellant's motion for
reconsideration or new trial, a motion the trial court denied. Thus, at the time
of its ruling distinguishing White from Seligman, the trial court only had the
incomplete excerpt of the provision in Seligman to compare with the full text of
the restriction in White.
FN 1. Paragraph 12 of the CC&R's prohibits
fences or walls with a height in excess of three feet on the side lines of any
lot except with the approval of the architectural committee. Amicus curiae
Marquez Knolls Property Owners Association suggests the restrictions in
paragraphs 11 and 12 on fences and hedges in the front- and side-set back areas
serve not only to protect views but also to prevent homeowners from isolating
their properties from the neighborhood.
FN 2. Paragraph 16 of the CC&R's requires
construction of all residences to begin within two years of purchase of the
residential lot. Accordingly, the plans for initial construction of all
residences in Marquez Knolls necessarily would have been reviewed and approved
by the architectural committee well before its December 31, 1980 sunset date.
The provision for an additional 15 years of oversight by the homeowners
association, therefore, could only be intended to control remodeling and
renovation of existing residences.
FN 3. Ezer v. Fuchsloch, supra, 99 Cal.App.3d
849, interpreted the same provision of the Marquez Knolls CC&R's now before us,
but with reference to a tree that had grown substantially higher than the height
of a one-story dwelling. Because "trees" are expressly included within the scope
of paragraph 11, the actual holding in Ezer does not assist our analysis.
FN 4. The White court first construed the view
protection clause to exclude dwelling houses based on its interpretation of the
entire document containing the restrictive covenants and the plain meaning of
the words used and then added, "This interpretation of paragraph IV is
strengthened by the rule of construction ejusdem generis . . . ." (White, supra,
116 Cal.App.3d at p. 897.)
FN 5. The majority does not attempt to
reconcile the express provisions of paragraph 2 regarding alterations to the
original residence with paragraph 11, which it interprets to apply to the same
subject matter.